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Tom Dunleavy, a former NASD examiner and controller of a broker/dealer in the Chicago area founded Dunleavy & Company, P.C. in 1982. At Dunleavy & Company, P.C. we realize that securities firms
have specialized accounting practices and regulatory reporting requirements.
Since 1982 we have concentrated on those specialized needs. From
the beginning, we have assisted our clients' efforts to satisfy
the myriad of reporting requirements mandated by both taxing and
securities regulatory agencies. Often we have also been able to
help them improve their operations. Many Dunleavy & Company,
P.C. clients have found their annual certified audits to be a positive
and informative experience. We have a national client base ranging from smaller securities firms of 1 to 3 individuals, to larger clearing houses and/or managers of millions of invested funds. Our combined securities experience of more than 47 years will assist you from the initial registration process, through ongoing operations to, if and when necessary, the final winding up and de-registration process. |
